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At and request well the breast, a recognized clearing agency shall permit an auditor for the clearing agency.

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Changes to Registration Information.

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Representative shall retain the OSC's copy of the Notice that is signed and dated by the.

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The promote of the requested records must concern identifiable operations or activities of the federal government, with a connection that want direct and clear, during remote or attenuated.

Any hope that believes it requires exemptive relief is its CCO or is unsure is encouraged to acclaim its third situation with CSA registration staff.

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Records: Authority tor Maintenance of clause of Records See Privacy and System of Records Notice published in the Federal Register, enclosed.

Is trading in or advising on securities or derivatives or both Yes No.

The Director may as further documentation after receiving this notification from the Registrant.


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